Nomura Securities International, Inc.

New York, NY Finance & insuranceNAICS 523120

Self-funded health planPlan year 2025Renews January
2,978Participants+41% vs. prior year
$7.1MEst. pharmacy spend / yrParticipants × national avg.
Jan 2027Next renewalPlan year begins January 1
#8 of 59Finance & insurance in NYBy participants

Overview

Nomura Securities International, Inc. sponsors a self-funded health plan that covered 2,978 participants in plan year 2025, up 41% from the prior year. The plan year starts in January. Alongside medical, its benefits filing reports life insurance, dental, short-term disability, long-term disability, and more.

Plan type
ERISA welfare benefit plan, self-funded (benefits paid from employer assets or a trust)
Participants
2,978 · prior year 2,109
Plan year
Begins January 1 · next renewal January 2027
Health plans filed
Medical, Dental, Life & Disability Plan, plan 501 (2,978 participants)
Broker compensation
$90K across insured contracts
MedicalLife insuranceDentalShort-term disabilityLong-term disabilityDeath benefitsOther welfare benefits

Insurance carriers

Insured coverage reported on Schedule A. Self-funded medical claims aren't reported there.

CarrierCoverageCoveredPremiumBroker comp
Prudential Insurance Company of AmericaLife, Long-term disability2,512$800K$34K
Zurich American Insurance CompanyAccidental Death and Dismemberment1,774$254K$51K
Sun Life and Health Insurance CompanyLife2,354$169K$6K
Ace American Insurance CompanyBusiness Travel Accident2,978$36K—

Pharmacy benefit estimate

StreamRX estimate for a plan this size. Not based on this plan's claims.

$7.1M/ year

Estimated prescription spend: 2,978 participants × $2,371 national average per member. Usually higher once dependents are counted.

$184K–$453K/ year

Typical savings opportunity found in independent reviews of plans this size.

Brands with a generic available$54K–$134K
Lower-cost therapeutic alternatives$78K–$164K
Generic pricing vs. actual cost$34K–$102K
PBM contract terms$18K–$53K
The DOL's PBM fee disclosure rule first applies to this plan for the plan year beginning January 2028: semiannual PBM compensation reports and an annual audit right.

Form 5500 filing details

Filing
Form 5500 with Schedule A, plan year 2025
Plan sponsor
Nomura Securities International, Inc.
Sponsor EIN
13-2642206
Plan number
501
Filed with
U.S. Department of Labor (EBSA) via EFAST2

Verify this filing: search EIN 13-2642206 in the Department of Labor's EFAST2 Form 5500 search.

Retirement plan

Plan
Nomura Securities International, Inc. Retirement Investment Plan
Type
401(k) plan
Participants
4,997

About this data

Source: Nomura Securities International, Inc.'s Form 5500 filing for plan year 2025 and its Schedule A insurance reports, published by the U.S. Department of Labor. "Self-funded" means the filing reports benefits paid from employer assets or a trust, with no medical insurance contract or with a stop-loss contract. Pharmacy figures are StreamRX estimates based on national averages. StreamRX is not affiliated with Nomura Securities International, Inc..

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