Guggenheim Services, LLC
Overview
Guggenheim Services, LLC sponsors a self-funded health plan that covered 1,767 participants in plan year 2025. The plan year starts in January. Alongside medical, its benefits filing reports life insurance, dental, vision, short-term disability, and more.
- Plan type
- ERISA welfare benefit plan, self-funded (benefits paid from employer assets or a trust)
- Participants
- 1,767
- Plan year
- Begins January 1 · next renewal January 2027
- Health plans filed
- Guggenheim Services, LLC Health and Welfare Plan, plan 501 (1,767 participants)
- Broker compensation
- $349K across insured contracts
Insurance carriers
Insured coverage reported on Schedule A. Self-funded medical claims aren't reported there.
| Carrier | Coverage | Covered | Premium | Broker comp |
|---|---|---|---|---|
| Guardian Life Insurance Company of America | Dental, PPO | 1,762 | $2.4M | $131K |
| Life Insurance Company of North America | Life | 1,767 | $738K | $176K |
| Aetna Life Insurance Co. | Vision | 3,139 | $391K | $40K |
| MetLife Legal Plans | Legal | 306 | $65K | $2K |
| ComPsych | Employee Assistance Program | 2,092 | $24K | — |
| Unum Life Insurance Company of America | Short-term disability, Long-term disability | 1,767 | — | — |
Pharmacy benefit estimate
StreamRX estimate for a plan this size. Not based on this plan's claims.
Estimated prescription spend: 1,767 participants × $2,371 national average per member. Usually higher once dependents are counted.
Typical savings opportunity found in independent reviews of plans this size.
Form 5500 filing details
- Filing
- Form 5500 with Schedule A, plan year 2025
- Plan sponsor
- Guggenheim Services, LLC
- Sponsor EIN
- 36-4464896
- Plan number
- 501
- Filed with
- U.S. Department of Labor (EBSA) via EFAST2
Verify this filing: search EIN 36-4464896 in the Department of Labor's EFAST2 Form 5500 search.
Retirement plan
- Plan
- Guggenheim Services Retirement Savings Plan
- Type
- 401(k) plan
- Participants
- 3,584
About this data
Source: Guggenheim Services, LLC's Form 5500 filing for plan year 2025 and its Schedule A insurance reports, published by the U.S. Department of Labor. "Self-funded" means the filing reports benefits paid from employer assets or a trust, with no medical insurance contract or with a stop-loss contract. Pharmacy figures are StreamRX estimates based on national averages. StreamRX is not affiliated with Guggenheim Services, LLC.